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$60K fine, 2½-year suspension for Milltown financial adviser

Ken MammarellaBusiness, Government, Headlines

The president of a Milltown financial advice company will pay $60,000 in fines and serve a 2½-year suspension from registration in Delaware. The penalties were assessed on financial adviser Robert Brandon Prettyman for “making false and misleading statements” to the state securities regulator and “providing advisory services to clients while unregistered to do so.” His Kirkwood Highway company, Summit Wealth …